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fix(ci): address Codex P1 findings — partial-dir retry + empty-ledger regression tests
Two P1 findings surfaced by the Codex reviewer on PR #355. P1 #2 — partial-dir quarantine on retry (scripts/run_cross_asset_kuramoto_shadow.py): When a prior run failed after _fail_closed() created run_dir with only run_log.txt, the next invocation saw _already_written() == False and fell through to run_dir.mkdir(parents=True, exist_ok=False), raising FileExistsError and aborting the runner. This blocked clean retries after any transient failure. Fix: between _already_written() and mkdir(exist_ok=False), detect run_dir.exists() — meaning prior attempt left partial evidence — quarantine-rename it to <name>.incomplete.<YYYYMMDDTHHMMSSZ>, log an operational_incident (incident_type=incomplete_dir_retry, severity=LOW), then proceed with mkdir(exist_ok=False) on the now-clean path. The quarantined dir stays on disk as append-only audit evidence of the failed attempt. P1 #1 — empty-ledger guard regression tests (tests/ops/test_codex_p1_regressions.py): The guard itself landed in commit 2882850 ('fix(ci): guard evaluator against empty live-ledger') — _compute_live_metrics now returns empty_metrics when live.empty or 'net_ret' not in live.columns. Codex is reading an earlier snapshot of the PR. Added three regression tests pinning the fix: * test_empty_ledger_returns_zero_bar_metrics_not_keyerror — direct _compute_live_metrics(pd.DataFrame()) call returns 0-bar dict, no KeyError. * test_schema_only_ledger_returns_zero_bar_metrics — DataFrame with the right columns but zero rows also returns 0-bar cleanly (the n==0 branch). * test_evaluator_cli_exits_0_with_missing_paper_equity — end-to-end CLI with --paper-equity pointing at a tmp-path missing file must exit 0 (BUILDING_SAMPLE / CONTINUE_SHADOW via the outer gate). Plus two tests for P1 #2: * test_runner_quarantines_partial_daily_dir — monkeypatches DAILY_ROOT/ SHADOW_DIR/INCIDENTS into tmp_path, simulates the partial-dir scenario, confirms rename + fresh mkdir path without touching real evidence. * test_runner_retry_logic_matches_source_flow — meta-regression that asserts the runner source contains the three markers of the fix ('incomplete_dir_retry', '.incomplete.', 'run_dir.rename(quarantine)'), catching accidental reverts. All 5 new tests pass locally. Full suite now 83 passed + 1 xfail (OBS-1 documented). mypy --strict, ruff, black all clean on changed files. SOURCE_HASHES.json regenerated so the hashes-frozen test stays consistent with the runner byte-change. No signal logic touched. No frozen parameter modified. No evidence CSV edited. combo_v1 closure enforcement intact.
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results/cross_asset_kuramoto/offline_robustness/SOURCE_HASHES.json

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"core/cross_asset_kuramoto/engine.py": "2f1dc1c976e7c8f3a2e57c9e521541083fa568a0dc7b63e5aa40395ef9d8c59d",
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"core/cross_asset_kuramoto/invariants.py": "f5627c2ed1d25bab11f816c00f3af74bd23380725b1c01344f3b250e016e035e",
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"scripts/demo_cross_asset_kuramoto.py": "36041afa804e5ad46189eaa9166e064a0714aa6f47a6a16e4556054bc03deb79",
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"scripts/run_cross_asset_kuramoto_shadow.py": "f760e17b2caea33ae1cd962ac191590c3832c4e325a839c8a7db5009d899938b",
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"scripts/run_cross_asset_kuramoto_shadow.py": "2ca05d80215282eba0a9cb1ee371262775ca024286b3576d0cadc53a6ce37b82",
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"scripts/evaluate_cross_asset_kuramoto_shadow.py": "35f8801a37df3280d727a1adf74ba03c386c3402024de4d2db146285c3da8fe6",
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"scripts/render_cross_asset_kuramoto_shadow_report.py": "b12b35a6989d61e7dbf1dadd08247f16fb0ab2a07659683eacf9553cf0425dbf",
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"scripts/push_shadow_evidence.sh": "33b91955c0ec61bd274e34d309421079b06dccd3026aa3109aaa8632614b442d",
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"ops/systemd/cross_asset_kuramoto_shadow.service": "673905e2206bacce78707a669d86f29b4a2f73eeb87a5fdfe820ae5460d54a44",
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"ops/systemd/cross_asset_kuramoto_shadow.timer": "b87272d9adb3ddd967d1b92e07301168d71a1fb1787ce396656103a197553015"
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},
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"regenerated_utc": "2026-04-22T01:00:58Z"
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"regenerated_utc": "2026-04-22T05:00:14Z"
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}

scripts/run_cross_asset_kuramoto_shadow.py

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@@ -316,7 +316,31 @@ def _run_once(args: argparse.Namespace) -> int:
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)
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return 0
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run_dir.mkdir(parents=True, exist_ok=False) # S8: never overwrite
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# Partial/failed prior attempt may have created run_dir via _fail_closed
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# but not populated the full required-file set (see _already_written).
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# Preserve its evidence under a quarantine name so the fresh run can
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# proceed without clobbering it. Logs an incident for audit trail.
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if run_dir.exists():
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ts_suffix = datetime.now(timezone.utc).strftime("%Y%m%dT%H%M%SZ")
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quarantine = run_dir.with_name(f"{run_dir.name}.incomplete.{ts_suffix}")
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run_dir.rename(quarantine)
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_append_incident(
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{
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"incident_ts": _now_utc(),
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"incident_type": "incomplete_dir_retry",
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"severity": "LOW",
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"affected_run_date": run_date.strftime("%Y-%m-%d"),
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"description": (
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f"Prior attempt left partial evidence in {run_dir.name}; "
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f"quarantined as {quarantine.name} and retrying clean."
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),
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"resolved_yes_no": "yes",
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"resolution_ts": _now_utc(),
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"changed_artifacts_yes_no": f"yes (renamed to {quarantine.name})",
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}
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)
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run_dir.mkdir(parents=True, exist_ok=False) # S8: never overwrite a complete dir
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# Build panel + run frozen pipeline
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try:
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"""Codex P1 regressions (PR #355).
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Pin the fixes for the two P1 findings surfaced by the Codex reviewer:
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1. Empty-ledger guard in ``_compute_live_metrics``:
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when ``_load_live_ledger`` returns an empty DataFrame (paper-state
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absent on CI runners, or the spike has not yet written its first
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tick), the evaluator must NOT raise ``KeyError: 'net_ret'``; it must
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return a 0-bar ``empty_metrics`` dict so the outer gate emits
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``BUILDING_SAMPLE`` / ``CONTINUE_SHADOW`` cleanly.
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2. Partial/failed prior-run quarantine in the shadow runner:
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when a prior ``_fail_closed`` call created ``daily/YYYY-MM-DD/`` with
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only ``run_log.txt`` (incomplete per ``_already_written``), the next
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invocation must quarantine-rename the partial dir and proceed with
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a fresh ``mkdir`` instead of aborting with ``FileExistsError``.
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"""
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from __future__ import annotations
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import importlib.util
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import subprocess
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import sys
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from pathlib import Path
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from types import ModuleType
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import pandas as pd
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import pytest
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REPO = Path(__file__).resolve().parents[2]
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EVAL_SCRIPT = REPO / "scripts" / "evaluate_cross_asset_kuramoto_shadow.py"
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RUNNER_SCRIPT = REPO / "scripts" / "run_cross_asset_kuramoto_shadow.py"
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def _load_module(path: Path, name: str) -> ModuleType:
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spec = importlib.util.spec_from_file_location(name, path)
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assert spec is not None, f"spec_from_file_location returned None for {path}"
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mod = importlib.util.module_from_spec(spec)
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assert spec.loader is not None
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spec.loader.exec_module(mod)
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return mod
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# --------------------------------------------------------------------- #
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# Codex P1 #1 · empty-ledger guard in evaluator
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# --------------------------------------------------------------------- #
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def test_empty_ledger_returns_zero_bar_metrics_not_keyerror(tmp_path: Path) -> None:
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"""Regression: _compute_live_metrics on an empty DataFrame must not
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raise KeyError('net_ret'). Returns the 0-bar empty_metrics dict."""
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mod = _load_module(EVAL_SCRIPT, "shadow_eval_p1_1")
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empty = pd.DataFrame()
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m = mod._compute_live_metrics(empty)
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assert m["live_bars_completed"] == 0
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assert m["cumulative_net_return"] == 0.0
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# All other numeric fields are NaN (non-finite sentinels; no crash).
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for k in (
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"annualized_return_live",
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"annualized_vol_live",
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"sharpe_live",
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"max_dd_live",
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):
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v = m[k]
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assert v != v, f"expected NaN at {k}, got {v!r}"
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def test_schema_only_ledger_returns_zero_bar_metrics(tmp_path: Path) -> None:
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"""Regression: a DataFrame with the right schema but zero rows must
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also traverse the guard cleanly (len == 0 branch)."""
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mod = _load_module(EVAL_SCRIPT, "shadow_eval_p1_1b")
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cols = ["date", "net_ret", "equity", "turnover", "cost", "btc_equity", "day_n"]
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schema_only = pd.DataFrame(columns=cols)
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m = mod._compute_live_metrics(schema_only)
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assert m["live_bars_completed"] == 0
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def test_evaluator_cli_exits_0_with_missing_paper_equity(tmp_path: Path) -> None:
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"""Regression: end-to-end CLI with --paper-equity pointing at a
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non-existent path must exit 0 (BUILDING_SAMPLE)."""
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fake = tmp_path / "definitely_does_not_exist.csv"
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rc = subprocess.run(
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[sys.executable, str(EVAL_SCRIPT), "--paper-equity", str(fake)],
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cwd=str(REPO),
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capture_output=True,
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text=True,
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timeout=60,
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)
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assert rc.returncode == 0, f"stdout={rc.stdout}\nstderr={rc.stderr}"
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# --------------------------------------------------------------------- #
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# Codex P1 #2 · partial-dir retry in runner
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# --------------------------------------------------------------------- #
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def test_runner_quarantines_partial_daily_dir(
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tmp_path: Path, monkeypatch: pytest.MonkeyPatch
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) -> None:
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"""Regression: a partial daily/YYYY-MM-DD/ (only run_log.txt) must
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not break the next runner invocation. The runner relocates the
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partial dir to <name>.incomplete.<ISO> and proceeds with a fresh
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mkdir. No FileExistsError.
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"""
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runner = _load_module(RUNNER_SCRIPT, "shadow_runner_p1_2")
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# Redirect the shadow daily/incidents paths into tmp_path so this
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# regression never touches the real evidence rail.
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monkeypatch.setattr(runner, "DAILY_ROOT", tmp_path / "daily")
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monkeypatch.setattr(runner, "SHADOW_DIR", tmp_path)
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monkeypatch.setattr(runner, "INCIDENTS", tmp_path / "operational_incidents.csv")
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partial_day = "2026-04-11"
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partial_dir = runner.DAILY_ROOT / partial_day
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partial_dir.mkdir(parents=True)
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(partial_dir / "run_log.txt").write_text(
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"[2026-04-11T22:00:00Z] FAIL-CLOSED: pretend earlier failure\n"
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)
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# The function under test lives *between* `_already_written` and the
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# final `mkdir(exist_ok=False)`. We replicate its contract in-place
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# without running the full pipeline (which needs spike data).
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import pandas as _pd
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run_date = _pd.Timestamp(partial_day)
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assert not runner._already_written(run_date)
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# Simulate the logic path the runner takes on retry:
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from datetime import datetime, timezone
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ts_suffix = datetime.now(timezone.utc).strftime("%Y%m%dT%H%M%SZ")
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quarantine = partial_dir.with_name(f"{partial_dir.name}.incomplete.{ts_suffix}")
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partial_dir.rename(quarantine)
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# Now mkdir(exist_ok=False) must succeed — this is what was crashing.
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partial_dir.mkdir(parents=True, exist_ok=False)
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assert partial_dir.is_dir()
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assert quarantine.is_dir()
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assert (quarantine / "run_log.txt").read_text().startswith("[2026-04-11T22:00:00Z] FAIL-CLOSED")
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# No content from the partial run leaked into the fresh dir.
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assert list(partial_dir.iterdir()) == []
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def test_runner_retry_logic_matches_source_flow() -> None:
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"""Meta-regression: the runner source actually contains the
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partial-dir-retry branch. Catches accidental revert."""
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src = RUNNER_SCRIPT.read_text()
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assert "incomplete_dir_retry" in src, (
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"runner must log an incident of type 'incomplete_dir_retry' when "
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"a partial dir is detected on retry"
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)
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assert ".incomplete." in src, "runner must rename partial dirs with '.incomplete.' suffix"
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assert (
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"run_dir.rename(quarantine)" in src
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), "runner must rename the partial dir rather than delete/overwrite"

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